Ernst Mach (1838-1916), positivist |
Tuesday, October 18, 2016
Words of wisdom from the positivist Ernst Mach
Wednesday, October 5, 2016
Barry Barnes and the origin of the constructivist myth
Barry Barnes, Scientific Knowledge and Sociological Theory (1974) |
My claim about Barnes is that he did not properly distinguish between two charges that he levelled against earlier commentators on science, including historians. One of those charges was that of treating true theories as if they were not caused by any human activities. The second charge was that of treating true theories as if they were caused by only some kinds of human activity. I will call the former the no-cause charge and the latter the some-causes-only charge.
The some-causes-only charge is plausible, but the no-cause charge is not. By conflating the two charges, Barnes made the no-cause charge seem plausible. That is, he lent plausibility to the claim that, until some time in the middle of the twentieth century, nearly everyone who thought about scientific theories had failed to see that they were the outcome of human activities.
My claim about Barnes rests on passages from the first chapter of his book, passages that I quote below. These passages show that Barnes did indeed make the no-cause charge. They also show that, although he also made the some-causes-only charge, he did not clearly distinguish between these two charges.
I admit that my reading of these passages ignores some salient distinctions. We might want to distinguish between the idea that a theory can be explained sociologically, and the idea that it can be explained at all; between the idea that the theory is not in need of explanation, and the idea that it does not have an explanation; between the idea that a theory has an explanation, and the idea that it was caused; between the idea that a belief has a straightforward, direct, or unproblematic explanation, or that it can be explained by its truth, and the idea that it has no explanation.
These are important distinctions, but they do not compromise my claim about Barnes, for the simple reason that he did not make those distinctions, at least not in the first chapter of his book. He conflated those distinctions as thoroughly as he conflated the distinction between the no-cause charge and the some-causes-only charge.
Indeed his conflations of the one may help to explain his conflations of the other. For example: if Barnes had distinguished between the claim that theories need causal explanation from sociologists, and the claim that they need causal explanation, he would not have concluded that earlier sociologists had denied the latter claim. He would have simply concluded that they denied the former claim.
All of the italics in the following quotes are my own.
1. Barnes attributes no-cause view to laypeople:
For most people, the beliefs they accept...are rarely reflected upon. Moreover, when reflection does occur, it tends merely depict these beliefs as natural representations of 'how things are' (1)2. Barnes attributes no-cause view to academics:
Indeed, there is an obvious rightness about our own world view. It seems, in some way, to mirror reality so straightforwardly that it must be the consequence of direct apprehension rather than effort and imagination (2)
Common sense theories of the incidence of beliefs involve the actor treating his own as in need of no explanation and the varying beliefs of others as intelligible in terms of pathologies and biasing factors (2)
Many academic theories about beliefs...are closely related to this common sense approach. Typically, they divide beliefs about nature into ‘true’ and ‘false’ categories, treating the former as unproblematic in the sense that they derive directly from awareness of reality, whereas the latter must be accounted for by biasing and distorting factors (2-3)3. Barnes appears to withdraw the no-cause charge and replace it with the some-causes-only charge:
...this particular perspective [ie. the academic theories just mentioned], treating truth as unproblematic and falsehood as needing causal explanation... (3)
[Sociologist Talcott Parsons] regards the empirical claims of ideologies as in need of explanation in so far as they deviate from what is valid (3)
[According to these academic theories] [t]he causal explanation of beliefs correlates with distortion or inadequacy, and hence operates as an implicit condemnation. Beliefs which are valued, for whatever reason, are spared a deterministic account (4)
It should be noted at this point that it is only causal elucidation by reference to bias, or interference with normal faculties of reason and cognition, which is held [by laypeople and academics] to be inapplicable to true beliefs. Other kinds of causal account remain possible (4)4. After appearing to withdraw the no-cause charge, Barnes continues to make it, sometimes in the same breath as the some-causes-only charge. In square brackets I have indicated phrases that suggest one or other of these charges, with question-marks to indicate borderline cases.
[Barnes then discusses one such account, due to the sociologist Robert Merton, and attributes to Merton the belief that] truth, or at least an increase in the truth content of beliefs, does follow from the unhampered operation of reason, from proceeding rationally (4)
The idea of truth as a normal, straightforward [no-cause] product of human experience...[has] been of considerable importance in academic work (5)Expand post.
Another consequence of these ideas is that the existence and distribution of scientific beliefs is readily explained; essentially, they are believed because they are true [no-cause]; people will tend to accept them wherever human cognition and reason are unconstrained [some-causes-only] (6)
What matters [in much history of science] is that Newton's beliefs, or those of some other hero, are 'right' and not in need of causal explanations [no-cause], whereas other beliefs linked with the same evidence are 'wrong', even though Newton's beliefs are not accepted as final today. Science is conceived as a uniquely rational process [some-causes-only] leading to present truth; that which can be set on a teleologically conceived sequence leading to the present is assumed to be naturally reasonable and not in need of causal explanation [no-cause] (7)
[For example] Suppose a philosopher gives an account of how true and reasonable beliefs arise by citing (say) sensory inputs, memory, induction, and deduction [some-causes-only] (7)
Here, then, is what has been a very common way of understanding beliefs. We have one world, with a wide range of conflicting beliefs about it; this is intelligible in terms of one set of true [no-cause], or uniquely reasonable, beliefs, and a wide range of causes [no-cause?] of error and distortion (7)
[In sociology] [it] is no longer possible to treat 'truth' [no-cause], or 'naturally reasonable inductions' [some-causes-only?], as unproblematic baselines for explanations, and all other beliefs about nature as distortions in need of causal explanation [no-cause] (11).
[Sociologists of science] have tended to talk of scientific knowledge as 'consonant with experience' or 'in accord with the facts' [no-cause?], as though this completely accounted for its acceptance within science, established its validity and excused it from causal explanation [no-cause] (12).
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Monday, October 3, 2016
Historians of science have too many big pictures, not too few
This is not a good metaphor for the historiography of science. |
The fact is that there are more big pictures on the table than we are led to believe. In my last post but one I identified seven different theories about the second scientific revolution (SSR), an event that allegedly took place around 1800 and that transformed the theories and methods and institutions of science (see the end of this post for references).
Surely seven theories is enough. It is enough from the point of view of time-management—we have our work cut out simply trying to understand and synthesise these theories, and we had better do that work before we try to add an eighth theory to the list. It is also enough from an epistemic point of view—if seven distinguished historians have applied themselves to task of building a theory of the second scientific revolution, surely they have constructed something that is worth keeping. Better to build on what they have done rather than start again from scratch.
There is all the more reason to do so given the dearth of interaction between the authors of the seven theories. Michel Foucault’s theory was almost diametrically opposed to that of Gaston Bachelard, but the reader of Foucault’s book The Order of Things (1966) will search in vain for an attempt to deal with this conflict or even a recognition that the conflict exists. Thomas Kuhn did not mention Foucault, Bachelard, or Hélène Metzger in the article where he developed his own theory. John Heilbron has explained how his own theory differs from Kuhn’s but not how it relates to other theories. Pickstone mentioned Foucault and Metzger but not Heilbron or Kuhn. The work of cataloguing the big pictures on the SSR, let alone the work of reconciling the items in the inventory, has scarcely begun.
All of this would be moot if the big pictures that I have been discussing had been crushed under the weight of critical empirical research. In that case we would be better off building again from new materials rather than foraging in the rubble of discarded theories. But I do not think that such a demolition has taken place. The Order of Things had its critics, but it survived them well enough to become, nearly three decades after its publication, the basis for Pickstone’s theory of the SSR. Kuhn’s theory also has its problems, but two of his sharpest critics (Heilbron and Floris Cohen) have retained the main idea of the theory, namely that early modern science is best understood as a convergence of mathematical disciplines and experimental ones. Two other active historians of science, Steven Shapin and Peter Dear, have built this idea into some of their own work.
Shapin’s name may seem incongruous here. Is he not the co-author of Leviathan and the Air Pump (1985), and is that book not the classic example of a case study in the history of science, a miniature portrait rather than a big picture? And has Shapin not written that the resistance to “synthetic” histories of science is “one of the crowning achievements of our field”?
Yes, but Shapin has also written a book called The Scientific Revolution (1996), which despite a few rhetorical flourishes (such as the first sentence) does not differ a great deal from traditional histories of early modern science. Shapin has also written papers that purport to cover “a broad sweep of history” and that contain sentences such as: “These characteristics of public and private science are, of course [!], fully general.”
Shapin is not the only historian of science who moves happily between miniatures and murals. Simon Schaffer was the other author of Leviathan and the Air Pump, but he is also the author of articles on such sweeping topics as “Natural Philosophy and Public Spectacle in the Eighteenth Century” and “Scientific Discoveries and the End of Natural Philosophy.” Martin Rudwick wrote The Great Devonian Controversy (1988), a microscopic study of a controversy in Victorian geology, but he also wrote ambitious synthetic histories such as The Meaning of Fossils (1972) and Bursting the Limits of Time (2005). There are plenty of splitters in the history of science, but some of them are also lumpers. There are also some who specialise in lumping—anyone who browses the oeuvre of Lorraine Daston, for example, will be puzzled by the claim that recent historians of science have a problem with big pictures. John Heilbron is certainly puzzled:
[some assert that] during the last few decades historians have concentrated more and more on less and less and so produce fewer long-haul accounts; consequently, their work is less inviting and informative to policy makers than it used to be. An analysis of the Isis Current Bibliographies over the last thirty years does not support this characterization of trends in the history of science.To conclude, here is a big picture about the historiography of science, one that many historians of science appear to endorse. We used to write many big pictures. We stopped doing so because we discovered that the big pictures did not fit the facts, and that the very idea of big-picture history of science is wrong-headed. We have started to write big pictures again, but we still think that the old ones were wrong, and hence that the best way to build new ones is to piece together our new case studies.
Here is a different big picture, one that I prefer. We never showed that the old big pictures were false. We set them aside for a range of reasons that had little to do with the evidence for them or against them. Some of these reasons were good (case studies allowed us to give a more rounded picture of science) and some of the reasons were dubious (the big pictures celebrated science, ergo they were false). Some claimed that big pictures were wrong-headed, but some of these people wrote big pictures anyway. Some of the new big pictures conflicted with some of the old ones, but usually because the new ones were inspired by other old big pictures (we replaced Butterfield with Bachelard, Koyré with Merton, and so on). True, the new big pictures were organised around “ways of knowing” rather than disciplines, but no-one ever explained why the former were preferable to the latter as a unit of analysis, and in any case the former histories were not as new as they looked (Pickstone was indebted to old histories of ways of knowing, such as Alistair Crombie’s, and to old histories of disciplines, such as Metzger’s history of crystallography).
Because we believed that the old big pictures were wrong-headed, we did not bother to compare the new ones with the old. And because we believed that very few new big pictures were being written, we did not bother to compare the new ones between themselves. The upshot is that we now have an excess of big pictures and a deficit of serious reflection about how they are related to each-other. What we need, more urgently than new case studies or even new big pictures, is an understanding of the big pictures we already have.
Seven theories of the second scientific revolution:
Metzger, Hélène. La genèse de la science des cristaux. Paris: Albert Blanchard, 1969.
Bachelard, Gaston. La Formation de l’esprit scientifique: contribution à une psychanalyse de la connaissance. Vrin, 1934.
Foucault, Michel. Les mots et les choses: une archéologie des sciences humaines. Paris: Gallimard, 1966.
Kuhn, Thomas. "Mathematical Versus Experimental Traditions in the Development of Physical Science." Journal of Interdisciplinary History 7, no. 1 (1976): 1–31.
Heilbron, John. Electricity in the 17th and 18th Centuries: a Study of Early Modern Physics. Berkeley: University of California Press, 1979.
Frängsmyr, Tore, J. L Heilbron, and Robin E Rider, eds. The Quantifying Spirit in the 18th Century. Berkeley: University of California Press, 1990.
Pickstone, John V. "Ways of Knowing: Towards a Historical Sociology of Science, Technology and Medicine." The British Journal for the History of Science 26, no. 4 (1993): 433–58.
Other references, in the order they are cited in this post:
Shapin, Steven. Never Pure: Historical Studies of Science as If It Was Produced by People with Bodies, Situated in Time, Space, Culture, and Society, and Struggling for Credibility and Authority. Baltimore MD: Johns Hopkins University Press, 2010, p. 8.
Shapin, Steven. The Scientific Revolution. Chicago: University of Chicago Press, 1996. The first sentence is: “There was no such thing as the Scientific Revolution, and this is a book about it.”
Shapin, Steven. "'The Mind Is Its Own Place': Science and Solitude in Seventeenth-Century England." Science in Context 4, no. 1 (1991): 191–218.
Schaffer, Simon. "Natural Philosophy and Public Spectacle in the Eighteenth Century." History of Science 21, no. 1 (1983): 1–43.
Schaffer, Simon. "Scientific Discoveries and the End of Natural Philosophy." Social Studies of Science 16, no. 3 (1986): 387–420.
Heilbron, J. L. "Are Historians Fit to Rule?" Isis 107, no. 2 (1 June 2016): 350–52. Expand post.
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Friday, August 12, 2016
A Unified Theory of the Second Scientific Revolution, Part 2: a Solution
Haüy's crystallography-what did it have in common with Coulomb's physics and Cuvier's zoology? |
The first step is to clarify John Pickstone’s idea that natural history and natural philosophy were two ‘layers’ that came into contact in the SSR (see the end of this post for the details of Pickstone's article and of the other works mentioned here). Lavoisier and Cuvier and Coulomb did not just join together two activities that had previously been done separately. They did that, but in doing so, indeed in order to do so, they changed the two activities.
Take the crystallography of René-Just Haüy. Before Haüy, mineralogists had observed the different forms of natural crystals and explained these forms in terms of the way the crystals are formed in the earth. Like them, Haüy observed the natural forms of crystals. But, in addition, he observed the forms that resulted when he divided natural crystals along their lines of cleavage. And he explained the forms of the undivided crystals in terms of the divided ones.
Haüy’s observations were deeper than those of his precursors (as Michel Foucault's theory predicts) and his explanations shallower (as Hélène Metzger's predicts). This is why Haüy was able (as Pickstone's theory predicts) to bring the two into very close contact. This is also why Descartes’ version of ‘analysis’ was not that same as Haüy’s. Both explained wholes in terms of parts, but Haüy had seen his parts whereas Descartes had not seen his, because Haüy had taken his wholes apart. Likewise, Coulomb took his wholes apart when he measured forces between microscopic charges (or at least approximations thereof) rather than between macroscopic ones.
The second step is to extend Thomas Kuhn’s idea of a convergence of mathematics and experiment so that it encompasses sciences that did not become mathematical during the SSR, such as the sciences of plants, animals and minerals. The key here is to see that taxonomy bore the same relationship to plants, animals and minerals as mathematics bore to motion, heat, light, magnetism and electricity.
Consider the following parallels. Both taxonomy and mathematics had a long history of moderate success in certain domains—examples are Aristotle’s taxonomic treatment of animals and Euclid’s geometric treatment of light. Around 1700, both enjoyed some striking successes in their traditional domains—witness Huygens’ optics and Newton’s celestial mechanics on the one hand, and the botany of Ray and Linnaeus on the other. But both were unable to absorb certain theories and phenomena that came to the fore in 17th-century—compare the difficulty of absorbing the electricity of Hauksbee into the mathematical sciences and the difficulty of extending the anatomical findings of Edward Tyson to encompass all classes of animal. Yet, to a large extent, these difficulties were overcome in the decades around 1800—as Pickstone observes with respect to the comparative anatomy of Cuvier, and as Kuhn and Bachelard observe with respect to the electrical researches of Coulomb.
Like John Heilbron, Toré Frängsmyr, and Robin Rider, I say that taxonomy and mathematics were part of a single trend in the last third of the eighteenth century. But unlike them, I say that they shared more than a concern for rigour, order, and system. They shared a history of convergence with their empirical subject-matter, a convergence that was already apparent around 1700 but that was much more comprehensive in the decades around 1800.
The third and final step is to see that the first two steps are connected. Why did the conceptual tools of taxonomy and mathematics achieve such widespread success around 1800? Why did electricity become tractable to mathematics, and animals to taxonomy? Precisely because, in the study of animals and of electricity, observation had come into closer contact with explanation. By studying microscopic charges, Coulomb not only fitted his observations to his explanation but also ensured that his explanation could be mathematical in nature. That is one of Heilbron’s insights. He applied it to experimental physics, but it applies just as well to the study of plants, animals and minerals. Haüy, by cleaving crystals to reveal the geometry of their cores, paved the way for a classification of minerals in terms of their geometry. Cuvier, by studying skeletons, gave an account of animals that was both more closely grounded on observation, and more thoroughly comparative, than earlier accounts of animals.
To sum up, the SSR was characterised by three convergences. The first was between explanation and observation. The second was between (on the one hand) the formal tools of mathematics and taxonomy and (on the other hand) the natural phenomena to which these tools were best suited. The third was a convergence of convergences, the mutual reinforcement of the new ties between (on the one hand) explanation and observation and (on the other hand) between formal tools and natural phenomena.
***
So much for the theory. Is it true? Does it fit the facts? I don’t know, but I do know that it is derived from a set of theories that are based on extensive empirical research, namely the seven theories that I reviewed in the previous post. And the step from those theories to my theory is not a big one—for the most part, I have simply adjusted each of those theories in light of the others. I do not believe my theory, but I do believe it is a good working hypothesis.
Here then is one way of generating working hypotheses in history: review current theories on a topic, note the insights of each and the inconsistencies between them, and adjust them to preserve the former and eliminate the latter. This procedure may seem obvious, but it is not a common one in the history of science. It should be more common, because—as I will explain in the next post—it is both more important, and easier to implement, than we are led to believe.
References:
Metzger, Hélène. La genèse de la science des cristaux. Paris: Albert Blanchard, 1969.
Bachelard, Gaston. La Formation de l’esprit scientifique: contribution à une psychanalyse de la connaissance. Vrin, 1934.
Foucault, Michel. Les mots et les choses: une archéologie des sciences humaines. Paris: Gallimard, 1966.
Kuhn, Thomas. ‘Mathematical Versus Experimental Traditions in the Development of Physical Science’. Journal of Interdisciplinary History 7, no. 1 (1976): 1–31.
Heilbron, John. Electricity in the 17th and 18th Centuries: a Study of Early Modern Physics. Berkeley: University of California Press, 1979.
Frängsmyr, Tore, J. L Heilbron, and Robin E Rider, eds. The Quantifying Spirit in the 18th Century. Berkeley: University of California Press, 1990.
Pickstone, John V. ‘Ways of Knowing: Towards a Historical Sociology of Science, Technology and Medicine’. The British Journal for the History of Science 26, no. 4 (1993): 433–58.
Expand post.
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Thursday, August 4, 2016
A Unified Theory of the Second Scientific Revolution, Part 1: the Problem
Gaston Bachelard (1882-1962) forming the scientific mind. |
What was the second scientific revolution, or SSR for short? Many historians of science believe that something dramatic happened to the natural sciences in the decades around 1800. According to no less an authority than the Oxford Companion to Modern Science, this period witnessed ‘the transition to modern science.’ But there is no agreement on how to characterise this all-important event, as we can see be reviewing some of the literature on the topic (see the end of this post for citations of the books and articles I have in mind).
Hélène Metzger, writing about the history of crystallography, thought that this was the period when naturalists abandoned the search for the causes of crystal form and focused on describing that form, preferably in mathematical terms.
Gaston Bachelard extended this account to physics and chemistry. He made much of Coulomb’s discovery of the inverse-square law of electrical force. For Bachelard, this discovery marked a shift from a qualitative, allegorical, diffuse physics to a quantitative, abstract, precise physics.
Michel Foucault’s account was almost the opposite of Metzger’s and Bachelard’s. According to Foucault, it was the first two-thirds of the eighteenth century that was obsessed with abstraction and classification (witness Linnaeus’ natural history) and it was the period around 1800 that saw the rise of a historical and causal natural history, one that studied the inner constitution of bodies and not just their surface appearances (witness the comparative anatomy of Cuvier).
Thomas Kuhn had little to say about classification or inner constitutions or the historical sciences, but he had much to say about physics and mathematics. He characterised the SSR (he was one of the first to use the phrase) as the period when terrestrial physics became quantitative. Astronomy had been quantitative for millennia, and some branches of terrestrial physics (such as optics) had a long history of geometric treatment. But what of chemical processes, electricity, heat, and magnetism? As Kuhn pointed out, it was only in the last third of the eighteenth century that these phenomena were measured with precise instruments and described with mathematical theories.
John Heilbron, in one guise, has put his finger on what was needed to apply Newton’s approach to celestial mechanics to terrestrial phenomena, and especially to electricity and magnetism. The key to establishing Coulomb’s law of electrical force, for example, was to see that the forces between macroscopic charges are complicated aggregates of the forces between the microscopic charges. Coulomb found a simple force law because he measured the forces between insulated spheres whose separation was large compared to their diameters.
John Heilbron, in another guise, and in concert with Tore Frängsmyr and Robin E. Rider, has argued for the existence and importance of a ‘quantifying spirit’ in the last third of the eighteenth century. Heilbron and his co-authors define this spirit broadly to include not just precise instruments but also systematic methods of classifying plants, animals and minerals.
Finally, John Pickstone argued that the key to events around 1800 was what he called ‘the analytical way of knowing.’ His best example was chemistry. The chemical revolution initiated by Lavoisier and co. was defined above all by the idea that substances are what they are made up of, where ‘what they are made up of’ does not mean ‘what philosophers consider fundamental’ but ‘what you get when you take them apart.’ Pickstone generalised this point by saying that the SSR saw the convergence of natural history, in the sense of surface descriptions of phenomena, and natural philosophy, in the sense of deep explanations of phenomena. Whereas these two activities had been practised separately before, as two ‘layers’ of knowledge, now they were practised as one.
***
The problem with these seven theories of the SSR is that they are hard to reconcile with each-other. Metzger and Bachelard detect a shift away from causes and towards surface description, whereas Foucault detects a shift in the opposite direction. Pickstone gestures towards Foucault with his talk of ‘deep causes’, but unlike Foucault he thinks that the novelty was not the interest in deep causes per se but the convergence of that interest with the description and classification of natural bodies.
It gets worse: three of the above authors (Kuhn, Metzger, Bachelard) think that mathematics was an important part of the story, whereas two others (Pickstone and Foucault) give it a secondary role.
Pickstone’s thesis is probably the pick of the bunch, but it is far from perfect. He claims that natural history and natural philosophy were separate in the eighteenth century, whereas other historians maintain that the grounding of natural philosophy on natural history was the main achievement of seventeenth-century science. And if analytical thinking means understanding a whole in terms of its parts, as Pickstone sometimes suggests, surely this applies as much to the metaphysics of Descartes as it does to the chemistry of Lavoisier?
My sweeping and provocative idea is this: we can resolve these conflicts, and get a more unified account of the SSR, by weaving together the best ideas of the six thinkers I have just reviewed. The unification proceeds in three steps, to be outlined in the next post.
References:
Metzger, Hélène. La genèse de la science des cristaux. Paris: Albert Blanchard, 1969.
Bachelard, Gaston. La Formation de l’esprit scientifique: contribution à une psychanalyse de la connaissance. Vrin, 1934.
Foucault, Michel. Les mots et les choses: une archéologie des sciences humaines. Paris: Gallimard, 1966.
Kuhn, Thomas. ‘Mathematical Versus Experimental Traditions in the Development of Physical Science’. Journal of Interdisciplinary History 7, no. 1 (1976): 1–31.
Heilbron, John. Electricity in the 17th and 18th Centuries: a Study of Early Modern Physics. Berkeley: University of California Press, 1979.
Frängsmyr, Tore, J. L Heilbron, and Robin E Rider, eds. The Quantifying Spirit in the 18th Century. Berkeley: University of California Press, 1990.
Pickstone, John V. ‘Ways of Knowing: Towards a Historical Sociology of Science, Technology and Medicine’. The British Journal for the History of Science 26, no. 4 (1993): 433–58.
Expand post.
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